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North American Equine Services, LLC
Phoenix, Arizona
35644 North 11th Avenue, 85086


Contact:  David D. Johnson
www.NorthAmericanEquine.com
623-582-8635 Or Toll Free 800-575-1669
David@NorthAmericanEquine.com
35644 North 11th Avenue
Phoenix, Arizona 85086

Contact:  David D. Johnson
www.NorthAmericanEquine.com
623-582-8635 Or Toll Free 800-575-1669
David@NorthAmericanEquine.com
North American Equine Services (NAES) has been performing professional horse appraisals compliant with IRS and USPAP guidelines for more than three decades and is the leader in multiple breed equine appraisals. Understanding the different types of appraisals and their unique requirements is the core competency of the business. Qualified appraisals are performed on site, or off site throughout North America. Appraisals from NAES are supplied in a professional bound report. “Thank you for your outstanding job performance on the equine appraisal of two Haflingers, harnesses, wagon and equipment. The pictures were clear and crisp, the presentation was just what the IRS likes to see and the documentation was specific and detailed. Your expert and thorough work is much appreciated. “ J. H. Alexander
Information:  
Appraisers,  Herd Discount,  Insurance Valuations,  Investments,  Posthumous, 


North American Equine Services (NAES) has been performing professional horse appraisals compliant with IRS and USPAP guidelines for more than three decades and is the leader in multiple breed equine appraisals. Understanding the different types of appraisals and their unique requirements is the core competency of the business. Qualified appraisals are performed on site, or off site throughout North America. Appraisals from NAES are supplied in a professional bound report. “Thank you for your outstanding job performance on the equine appraisal of two Haflingers, harnesses, wagon and equipment. The pictures were clear and crisp, the presentation was just what the IRS likes to see and the documentation was specific and detailed. Your expert and thorough work is much appreciated. “ J. H. Alexander

B/D Compliance Associates, Inc.
Lilburn, Georgia
127 Main Street, 30047


Contact:  Carrie Wisniewski
bd-compliance.com
678-640-2120 Or Toll Free
carrie@bddashcompliance.com
127 Main Street
Lilburn, Georgia 30047

Contact:  Carrie Wisniewski
bd-compliance.com
678-640-2120
carrie@bddashcompliance.com
Representing both plaintiffs and defendants on matters involved FINRA and SEC rules and regulations. Specializing in supervision, suitability, damages and employment disputes.

Carrie Wisniewski has 35+ years of securities industry experience and has earned her MBA degree in Finance. She holds numerous industry designations including;

• Certified Fraud Examiner (CFE),
• Certified Financial Crimes Specialist,
• Certified Regulatory Compliance Professional™,
• Certified Securities Compliance Professional™ and
• Certified Financial Planner™.

She also maintains several FINRA licenses including the 4, 7, 24, 27, 28, 53, 63, 79 and 99.

Carrie's career accomplishments include employment as a registered representative and as a member of the Compliance Department of Merrill Lynch.

She was formerly employed by the Atlanta District Office of FINRA as a Senior Compliance Examiner, where she earned several awards for outstanding achievements
Information:  
Annuities,  Financial Management,  Investments,  Securities,  Stocks, 


Representing both plaintiffs and defendants on matters involved FINRA and SEC rules and regulations. Specializing in supervision, suitability, damages and employment disputes.

Carrie Wisniewski has 35+ years of securities industry experience and has earned her MBA degree in Finance. She holds numerous industry designations including;

• Certified Fraud Examiner (CFE),
• Certified Financial Crimes Specialist,
• Certified Regulatory Compliance Professional™,
• Certified Securities Compliance Professional™ and
• Certified Financial Planner™.

She also maintains several FINRA licenses including the 4, 7, 24, 27, 28, 53, 63, 79 and 99.

Carrie's career accomplishments include employment as a registered representative and as a member of the Compliance Department of Merrill Lynch.

She was formerly employed by the Atlanta District Office of FINRA as a Senior Compliance Examiner, where she earned several awards for outstanding achievements

Southlake Capital Advisors, Inc.
Southlake, Texas
P.O. Box 92818 , 76092


Contact:  Richard Sandow
Southlake Capital Advisors, Inc.
817-329-5950 Or Toll Free
rsandow@southcap.net
P.O. Box 92818
Southlake, Texas 76092

Contact:  Richard Sandow
Southlake Capital Advisors, Inc.
817-329-5950
rsandow@southcap.net

Richard L. Sandow's CV

Richard Sandow has more than 50 years experience as an investment professional – as a registered broker, supervisor, fixed income specialist, financial and operations principal. He has been engaged more than 750 times by both Claimants and Respondents and has testified in Federal Court and a variety of state courts and arbitration forums. Areas of expertise include supervision, suitability, misrepresentation, churning, investment analysis, structured finance, municipal securities, industry standards, and rules of SEC, FINRA and various state securities boards.
Information:  
Banking and Investment Banking,  Commodities and Futures,  Investments,  Legal and Broker Malpractice,  Mediation,  Risk Assessment, 


Richard L. Sandow's CV

Richard Sandow has more than 50 years experience as an investment professional – as a registered broker, supervisor, fixed income specialist, financial and operations principal. He has been engaged more than 750 times by both Claimants and Respondents and has testified in Federal Court and a variety of state courts and arbitration forums. Areas of expertise include supervision, suitability, misrepresentation, churning, investment analysis, structured finance, municipal securities, industry standards, and rules of SEC, FINRA and various state securities boards.